DISCOVER AI
Financial Crime Intelligence
CMSLifecycle: InvestigateAVAILABLE

Case Management System

Case Management and Investigation System

Turn alerts into structured, evidence-led investigations.

Dedicated Sandbox Target:https://cms.discoveraisolution.com
The Operational Challenge

Why Financial Crime Teams Require CMS

CMS replaces fragmented spreadsheets and legacy ticket queues with an integrated financial crime workbench. Built for investigator efficiency and defensible auditability, CMS unifies alert triage, customer dossiers, transaction timelines, entity network visuals, and structured disposition workflows.

Quantitative focus: Investigator Productivity, SLA Compliance & Defensible Dispositions
Regulatory alignment: OCC 2011-12 & Federal Reserve SR 11-7
Primary User Roles:
FIU InvestigatorsInvestigation SupervisorsCompliance Operations Managers
Governed Risk Domains:
Alert TriageFIU InvestigationsCase DispositionAudit Trails
Repository Verified

Verified Technical Capabilities

Every capability below is backed by working code, verified algorithms, and evidence sources in the engineering repository.

Unified Customer & Entity 360

VERIFIED

Aggregate historical alerts, account histories, transactional velocities, and beneficial ownership into a single pane of glass.

Evidence: Working/CMS / frontend/src/components/Customer360.tsx

Interactive Transaction Timeline & Filtering

VERIFIED

Filter, slice, and visualize complex multi-account money movement across counterparties, corridors, and payment rails.

Evidence: Working/CMS / frontend/src/components/TransactionTimeline.tsx

Structured Evidence Dossier & Notes

VERIFIED

Attach supporting bank statements, subpoena returns, and open-source intelligence with immutable cryptographic hashes.

Evidence: Working/CMS / backend/models/case.py

Configurable Multi-Tier Escalation & Segregation of Duties

VERIFIED

Support Level 1 triage, Level 2 deep-dive investigation, and supervisory review with strict role segregation.

Evidence: Working/CMS / config/roles_permissions.json
Operational Execution

Standard Operating Workflow

How CMS executes within regulated banking environments, with explicit human oversight roles at every phase.

01

Alert Ingestion & Intelligent Triage

Ingest alerts from monitoring systems, group related events by entity, and assign priority scores based on risk severity.

Inputs / Outputs:
In: Alerts from monitoring engines and third-party feeds
Out: De-duplicated, enriched case work queue
Human Decision Role:
Supervisor assigns queue or auto-routes based on investigator skills
02

Evidence Assembly & Analysis

Explore customer background, transaction history, counterparties, and external risk signals within the unified workbench.

Inputs / Outputs:
In: Case dossier and connected data feeds
Out: Annotated transaction timelines and entity graphs
Human Decision Role:
Investigator analyzes facts, requests documents, and tags typologies
03

Narrative Compilation & Findings

Formulate investigative findings with integrated drafting assistance from NLP Lab and standardized templates.

Inputs / Outputs:
In: Investigator notes and verified case facts
Out: Comprehensive investigative summary
Human Decision Role:
Investigator authors final rationale and recommends disposition
04

Supervisory Review & Disposition

Supervisor reviews findings against bank policy, confirms disposition (SAR filing or closed without action), and locks the record.

Inputs / Outputs:
In: Completed case file and recommendation
Out: Immutable case disposition and regulatory filing package
Human Decision Role:
FIU Supervisor signs off on disposition
Interactive Preview

CMS Operational Exhibit

Synthetic demonstration illustrating data representation, factor decomposition, and audit trail generation.

CAS-2026-09418Apex Logistics & Freight LLC(CUST-883019)
SYNTHETIC DATA ILLUSTRATIONPending L2 Supervisor Disposition
Primary Typology
Rapid Movement of Funds
Total Trigger Volume
$482,500.00
Review Window
Trailing 14 Days
Risk Rating
HIGH RISK
Txn ID
Timestamp
Type
Counterparty & Corridor
Amount
TXN-9011
2026-09-02 09:14:22
Incoming Wire
Mariner Shipping Corp (Cyprus) CY
$240,000.00
TXN-9012
2026-09-02 11:32:05
Outgoing ACH
Vanguard Holdings Ltd US
$78,500.00
TXN-9013
2026-09-02 13:05:40
Outgoing Wire
Kestrel Trading International PA
$161,500.00
TXN-9024
2026-09-05 14:20:11
Incoming Wire
Mariner Shipping Corp (Cyprus) CY
$242,500.00
Discover AI Synthetic Demonstration EnvironmentSchema Source: DataLab / Synthetic Fixtures v2

Governance & Defensibility

  • Cryptographically sealed audit trails record every record view, note edit, and status change
  • Strict segregation of duties prevents the same analyst from creating and self-approving case closures
  • Maintains complete separation between factual evidence and investigator conclusions
  • Configurable retention policies ensure compliance with recordkeeping laws

Appropriate Use & Boundaries

Per Charter Section 11, Discover AI transparently discloses operational limitations:

  • •Requires integration with upstream alert engines or batch ingestion to receive alerts
  • •User permissions must be configured in alignment with internal bank authority matrices
Frequently Asked Questions

Technical & Compliance Inquiries

Yes. CMS supports separate investigative workflows, queues, and field definitions for AML, Fraud, and Sanctions while maintaining a shared customer risk view to prevent siloed decisions.

Interoperable Suite Modules

QMSQuality Management SystemDEGDiscover EntityGraphNLP LabNarrative Analytics & NLP LabTBTTrigger-Based Tuning

Evaluate CMS in a Dedicated Synthetic Sandbox

Schedule an institutional technical review. We demonstrate Case Management System using synthetic data formatted to your exact core schemas.